NGA’s Annual Compliance Meeting 2023

As Mary Poppins famously sang, “a spoonful of sugar helps the medicine go down.” For NGA team members this week, it was a “mouthful of pizza makes the Annual Compliance Meeting more fun!”

The review of complex SEC rules and regulations and fun aren’t often uttered in the same breath, but NGA’s Director of Compliance, Operations, and Security, Alexandra DiPasquale Jones, provided team members with an informative and interactive review of crucial compliance initiatives Tuesday evening. With platefuls of pizza, our team dug into critical current topics, made more interesting with an intense Jeopardy style competition designed to test our collective knowledge. As a firm, we certainly take compliance and the care of our clients seriously. As such, we were able to couple our annual compliance review with an enjoyable evening together to make it all the more memorable.